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中国物理学会期刊

基于密度泛函理论的Au表面电势非均匀性及其与Patch电势的关联

CSTR: 32037.14.aps.75.20260742

Density functional theory study on surface potential inhomogeneity of gold surfaces and its relationship with patch potentials

CSTR: 32037.14.aps.75.20260742
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  • 金属表面的晶面取向、晶界终止、吸附物和结构缺陷可引起局域功函数差异. 当这些异质区域在实际表面共存并具有有限空间尺度时, 可能形成Patch电势以及非均匀杂散电场. 本研究采用密度泛函理论(density functional theory, DFT), 分别考察Au(100), Au(110)和Au(111)低指数表面, 以及表面处晶界、H、O、O2和OH·吸附物与表面空位对Au局域静电势和功函数的影响. 结果表明, 洁净Au(111)表面因其较高的原子面密度而具有3种低指数表面中最小的功函数变化; 相对于Au(111), Au(110)具有较低的表面原子面密度和较明显的结构弛豫, 其表面电势对局域结构更为敏感. 晶界附近与晶粒内部区域之间存在明显的静电势差. 吸附诱导的功函数变化不能由Bader净电荷转移量单独解释, 还受到吸附偶极和表面结构弛豫的共同影响. 表面空位也会改变缺陷及其邻近区域的电子密度和局域电势. 本文计算的是理想化局域结构的原子尺度电势响应, 结果可用于识别Au表面Patch电势的潜在微观来源; 实际Patch电势的空间谱及其静电力仍需结合斑块尺寸、空间分布、电极间距和真实表面状态开展多尺度研究.

     

    Local variations in the work function of metal surfaces can arise from surface crystallographic orientation, grain-boundary termination, adsorbates, and structural defects. When these heterogeneous features coexist with finite spatial extents on a real surface, they can generate patch potentials and associated non-uniform stray electric fields. In this work, density functional theory (DFT) calculations are systematically performed to investigate how different types of structural and chemical heterogeneity affect the local electrostatic potential and work function of Au surfaces at the atomic scale. Three low-index surfaces, Au(100), Au(110), and Au(111), are first considered to elucidate how surface atomic arrangement and structural relaxation influence local potential variations. Surface grain boundaries, H, O, O2, and OH· adsorbates, as well as surface vacancies, are then investigated to examine how localized structural and chemical perturbations modify the surface electrostatic environment. The results show that the clean Au(111) surface exhibits the smallest variation in work function among the three low-index surfaces, which is associated with its relatively high surface atomic density and more compact surface structure. In contrast, the lower surface atomic density and more pronounced structural relaxation of Au(110) make its surface electrostatic potential more sensitive to local structural changes. A distinct electrostatic potential difference is also found between regions near grain boundaries and the corresponding intragranular regions, suggesting that grain-boundary regions may contribute to local surface potential variations. For adsorbed species, the changes in work function are not determined solely by the net charge transfer quantified by Bader analysis. Instead, they arise from the combined effects of adsorption-induced charge redistribution, the associated dipole, and surface structural relaxation, demonstrating that net charge transfer alone is insufficient to characterize the electrostatic response of adsorbate-covered Au surfaces. Surface vacancies likewise induce localized changes in electron density and electrostatic potential within the defect region and the surrounding surface atoms. These results provide an atomic-scale picture of how surface crystallographic variations, structural defects, and chemical heterogeneities contribute to local potential variations on Au surfaces, thereby identifying possible microscopic origins of patch potentials. It should be emphasized that the present calculations describe idealized local structures under periodic boundary conditions rather than the full spatial characteristics of experimentally observed patch potentials. Therefore, quantitative prediction of the spatial distribution and electrostatic forces associated with realistic patch potentials requires further multiscale treatment incorporating patch size, spatial distribution, inter-electrode separation, surface morphology, and other realistic surface conditions.

     

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