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研究径向压缩形变对碳纳米管电子输运性质的影响对搭建微纳碳基电子器件具有重要意义. 本文利用分子动力学模拟方法研究了碳纳米管与金属界面接触构型, 得出碳纳米管径向压缩形变的规律. 模拟结果表明: 碳纳米管在水平接触金属表面后, 其稳定状态下的径向压缩形变大小会受接触长度、管径大小、金属种类和片层数量的影响. 基于紧束缚密度泛函理论和非平衡格林函数结合的第一性原理, 系统地研究了不同直径、手性、片层、径向压缩形变碳纳米管的电子输运性质. 研究表明: 金属性单壁碳纳米管的电流呈线性增长趋势, 且电流-电压的大小只与偏压有关, 与直径大小无关; 当其存在径向压缩形变时, 电流在大偏压下增长趋势减缓, 甚至会出现平台效应. 半导体性单壁碳纳米管的导通电流随着径向压缩形变的增加而减小, 电流-电压曲线逐渐从半导体特性向金属特性转变. 随着径向压缩形变的增加, 双壁碳纳米管的电流-电压曲线变化规律与金属性单壁碳纳米管的电流-电压曲线变化规律一致, 但在相同偏压下, 双壁碳纳米管的电流比单壁碳纳米管的电流高1倍; 三壁碳纳米管的电流-电压曲线存在较大的振荡波动.In this paper, molecular dynamics simulation method is used to investigate the contacting configuration of carbon nanotubes with open ends and metal, thereby obtaining the law of radial compression deformation of carbon nanotubes. The obtained results show that after horizontally contacting the metal surface, the radial compression deformation is affected by the contact length, the diameter of the tube, the type of metal and the number of layers. Based on the first principles combining tight-binding density functional theory and non-equilibrium Green's function, the electron transport properties of carbon nanotubes with different diameters, chiralities, lamellar deformations and radial deformations are systematically studied. The obtained results show that the current of metallic single-walled carbon nanotubes presents linear change in a bias voltage range between –2 V and 2 V, and the current-voltage curve is symmetrical about the origin. The magnitude of the current is only related to the bias voltage, but not to the diameter; when the carbon nanotubes are deformed by radial compression, the current growth trend is downward and even plateau effect may appear under a larger bias voltage. The current flowing in the semiconducting single-walled carbon nanotubes decreases with the increase of radial compression deformation, and the current-voltage curve gradually transforms from semiconductor characteristics into metallic characteristics. The trend of the current-voltage curve of double-walled carbon nanotubes is consistent with that of metallic single-walled carbon nanotubes. However, the non-linear variation amplitude of the current-voltage curve of double-walled carbon nanotubes is less affected by the radial compression deformation. Owing to the increase of walls of nanotubes, the current of double-walled carbon nanotubes is twice as high as that of single-walled carbon nanotubes under the same bias voltage. The electrons can produce transitions through rapid vibration between adjacent tubes, in view of the fact that interlayer coupling characteristics of three-walled carbon nanotubes reduce the degeneracy of the energy level and larger system increases the density of states near the Fermi level, resulting in large oscillations and asymmetry about the origin of the current-voltage curve.
[1] 王亚洲, 马立, 杨权, 耿松超, 林旖旎, 陈涛, 孙立宁 2020 物理学报 69 068801
Google Scholar
Wang Y Z, Ma L, Yang Q, Geng S C, Lin Y N, Chen T, Sun L N 2020 Acta Phys. Sin. 69 068801
Google Scholar
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Google Scholar
Yang Q, Ma L, Yang B, Ding H Y, Chen T, Yang Z, Sun L N, Toshio F 2018 Acta Phys. Sin. 67 136801
Google Scholar
[3] Ding H Y, Shi C Y, Li M, Zhan Y, Wang M Y, Wang Y Q, Tao C, Sun L N, Fukuda T 2018 Sensors 18 1137
Google Scholar
[4] 杨权, 马立, 耿松超, 林旖旎, 陈涛, 孙立宁 2021 物理学报 70 106101
Yang Q, Ma L, Geng S C, Lin Y N, Chen T, Sun L N 2021 Acta Phys. Sin. 70 106101
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图 1 碳纳米管电子输运性质计算模型
Fig. 1. Calculation model for the electron transport properties of CNT.
图 2 多壁碳纳米管及其分子动力学模型 碳纳米管和AFM (a)接触前和 (b)接触后的SEM图像; 原子模型的(c)侧视图和(d)主视图; 径向压缩形变后原子模型的(e)侧视图和(f)主视图
Fig. 2. Picked CNT and its molecular dynamic model: SEM images of CNT and AFM (a) before contact, (b) after contact; (c) side view and (d) front view of model; after collapse (e) side view and (f) front view of model.
图 3 碳纳米管与金属表面接触模型. 接触长度为 (a) 11.095 Å, (b) 23.422 Å, (c) 48.078 Å的扶手椅型碳纳米管(6, 6)与金; 扶手椅型碳纳米管(11, 11)与(d)金、(e)铝、(f)铂; (g)双壁碳纳米管与铂; (h)三壁碳纳米管与铂
Fig. 3. Contact behavior of CNT on metal. Armchir CNT(6, 6) on gold with contact length of (a) 11.095 Å, (b) 23.422 Å, (c) 48.078 Å. Armchir CNT(11, 11) contact behavior on (d) gold, (e) aluminium, (f) platinum. (g) DWCNT contact behavior on platinum. (h) MWCNT contact behavior on platinum.
图 4 碳纳米管径向压缩形变后原子模型主视图接触长度为(a) 11.095 Å, (b) 23.422 Å, (c) 48.078 Å的扶手椅型碳纳米管(6, 6)与金; 扶手椅型碳纳米管(11, 11)与(d)金、(e)铝、(f)铂; (g)双壁碳纳米管与铂; (h)三壁碳纳米管与铂
Fig. 4. Front view after collapse of CNT. Armchir CNT(6, 6) on gold with contact length of (a) 11.095 Å, (b) 23.422 Å, (c) 48.078 Å. Armchir CNT (11, 11) contact behavior on (d) gold, (e) aluminium, (f) platinum. (g) DWCNT contact behavior on platinum. (h) MWCNT contact behavior on platinum.
图 5 扶手椅型碳纳米管在
$ {\varepsilon _r} $ 为0, 0.10和0.15下的电流-电压(I-V)曲线 (a) (6, 6); (b) (11, 11)Fig. 5. Current-voltage (I-V) curve of armchair CNT with the radial deformation of 0, 0.10 and 0.15: (a) (6, 6), (b) (11, 11)
图 6 扶手椅型碳纳米管(6, 6)在0, 0.5, 1.0, 1.5及2.0 V偏压下的透射谱 (a)
${\varepsilon _r}=0 $ ; (b)${\varepsilon _r}=0.10 $ ; (c)${\varepsilon _r}=0.15 $ Fig. 6. Transmission spectrum of Armchair CNT (6, 6) under the bias voltage of 0, 0.5, 1.0, 1.5 and 2.0 V with different radial deformation: (a)
${\varepsilon _r}=0 $ ; (b)${\varepsilon _r}=0.10 $ ; (c)${\varepsilon _r}=0.15 $ .
图 7
${\varepsilon _r}=0 $ 时扶手椅型碳纳米管(11, 11)在0, 0.5, 1.0, 1.5及2.0 V偏压下的透射谱Fig. 7. Transmission spectrum of Armchair CNT (6, 6) with the radial deformation of 0 under the bias voltage of 0, 0.5, 1.0, 1.5 and 2.0 V.
图 8 锯齿型碳纳米管(11, 0)在
${\varepsilon _r}$ 为0, 0.1和0.15下的电流-电压(I-V)曲线Fig. 8. Current-voltage (I-V) curve of Zigzag CNT (11, 0) with the radial deformation of 0, 0.1 and 0.15.
图 9 锯齿型碳纳米管(11, 0)在0, 0.2, 0.5, 1及1.5 V偏压下的透射谱 (a)
${\varepsilon _r}=0 $ ; (b)${\varepsilon _r}= 0.1$ ; (c)${\varepsilon _r}=0.15 $ Fig. 9. Transmission spectrum of Zigzag CNT (11, 0) under the bias voltage of 0, 0.2, 0.5, 1 and 1.5 V with different radial deformation: (a)
${\varepsilon _r}=0 $ ; (b)${\varepsilon _r}= 0.1$ ; (c)${\varepsilon _r}=0.15 $ .
图 10 碳纳米管在
${\varepsilon _r}$ 为0, 0.1和0.15下的电流-电压曲线 (a)双壁; (b)三壁Fig. 10. Current-voltage curve of CNT with the radial deformation of 0, 0.1, 0.15: (a) DWCNT; (b) MWCNT.
图 11
${\varepsilon _r}=0 $ 时碳纳米管的透射谱 (a)双壁碳纳米管在0, 0.5, 1.0, 1.5及2.0 V偏压下的透射谱; (b)三壁碳纳米管在–1.5, –0.5, 0, 0.5及1.5 V偏压下的透射谱Fig. 11. Transmission spectrum of CNT with the radial deformation of
${\varepsilon _r}=0 $ : (a) DWCNT under the bias voltage of 0, 0.5, 1.0, 1.5 and 2.0 V; (b) MWCNT under the bias voltage of –1.5, –0.5, 0, 0.5 and 1.5 V.表 1 DFTB的计算方法及参数设置
Table 1. Scheme and parameter setting up in calculations with DFTB.
电子态描述及
求解方法计算方法 参数设置 结构优化 算法 Smart精确计算法 精度控制 能量0.02 kcal/mol 力0.1 kcal/(mol·Å) 应力0.05 GPa 位移0.001 Å 最大步数500 Slater-Koster参数 CHNO 哈密顿量
对角化Divide and conquer
本征求解法自洽场计算 自洽电荷(SCC) 收敛阈值1 × 10–8 eV 最大循环次数500 Broyden电荷混合 最大混合幅度0.05 布里渊区
K点取样
(电子输运)均匀分布 0.02/Å 泊松求解 边界区域缓冲长度 7.5 Å 泊松网格最大
网格间距0.5 Å 电极区域边界条件 Dirichlet 非电极区域边界条件 Neumann 电极区域缓冲长度 0.3 Å 
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表 2 碳纳米管与金属界面接触的分子动力学模拟
Table 2. Molecular dynamic of different CNT on different metal.
碳纳米管类型 管长/Å 金属
类型初始
直径/Å最终
直径/Å径向压缩
形变量范德瓦耳斯能
差/(kcal·mol–1)结合能
/(kcal·mol–1)(6, 6) 11.095 金 8.14 7.147 0.1220 121.3 –418.13 23.422 7.266 0.1074 261.97 –743.75 48.078 7.336 0.0988 490.28 –1453.96 (11, 11) 23.410 金 14.92 11.960 0.1984 347.65 –1172.86 铝 12.558 0.1583 250.96 –1094.97 铂 11.199 0.2494 495.91 –1307.86 (6, 6) @ (11, 11) 23.400 铂 14.92 13.477 0.0967 427.66 –1769.67 (2, 2) @ (6, 6) @ (11, 11) 23.456 铂 14.92 13.850 0.0717 428.89 –1867.47
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[1] 王亚洲, 马立, 杨权, 耿松超, 林旖旎, 陈涛, 孙立宁 2020 物理学报 69 068801
Google Scholar
Wang Y Z, Ma L, Yang Q, Geng S C, Lin Y N, Chen T, Sun L N 2020 Acta Phys. Sin. 69 068801
Google Scholar
[2] 杨权, 马立, 杨斌, 丁汇洋, 陈涛, 杨湛, 孙立宁, 福田敏男 2018 物理学报 67 136801
Google Scholar
Yang Q, Ma L, Yang B, Ding H Y, Chen T, Yang Z, Sun L N, Toshio F 2018 Acta Phys. Sin. 67 136801
Google Scholar
[3] Ding H Y, Shi C Y, Li M, Zhan Y, Wang M Y, Wang Y Q, Tao C, Sun L N, Fukuda T 2018 Sensors 18 1137
Google Scholar
[4] 杨权, 马立, 耿松超, 林旖旎, 陈涛, 孙立宁 2021 物理学报 70 106101
Yang Q, Ma L, Geng S C, Lin Y N, Chen T, Sun L N 2021 Acta Phys. Sin. 70 106101
[5] Mishra K B, Ashok B 2018 Mater. Res. Express 5 075023
Google Scholar
[6] Iijima S 1991 Nature 354 56
Google Scholar
[7] Jia J, Shi D, Feng X, Chen G 2014 Carbon 76 54
Google Scholar
[8] Deng W, Li Y, Chen Y, Zhou W 2014 Micro Nano Lett. 9 626
Google Scholar
[9] Xia C J, Zhang B Q, Yang M, Wang C L, Yang A Y 2016 Chin. Phys. Lett. 33 047101
Google Scholar
[10] Fu W Y, Xu Z, Bai X D, Gu C Z, Wang E 2009 Nano Lett. 9 921
Google Scholar
[11] Brady G J, Way A J, Safron N S, Evensen H T, Gopalan P, Arnold M S 2016 Sci. Adv. 2 9
[12] Chen B Y, Zhang P P, Ding L, Han J, Qiu S, Li Q W, Zhang Z Y, Peng L M 2016 Nano Lett. 16 5120
Google Scholar
[13] Ma K L, Yan X H, Guo Y D, Xiao Y 2011 Eur. Phys. J. B 83 487
Google Scholar
[14] An Y P, Sun Y Q, Jiao J T, Zhang M J, Wang K, Chen X C, Wu D P, Wang T X, Fu Z M, Jiao Z Y 2017 Org. Electron. 50 43
Google Scholar
[15] Berdiyorov G R, Hamoudi H 2020 ACS Omega 5 189
Google Scholar
[16] Yang Q, Ma L, Xiao S G, Zhang D X, Djoulde A, Ye M S, Lin Y N, Geng S C, Li X, Chen T, Sun L N 2021 Nanomater. 11 1290
Google Scholar
[17] Wen B, Cao M S, Hou Z L, Song W L, Zhang L, Lu M M, Jin H B, Fang X Y, Wang W Z, Yuan J 2013 Carbon 65 124
Google Scholar
[18] Berdiyorov G R, Eshonqulov G, Hamoudi H 2020 Comput. Mater. Sci. 183 109809
Google Scholar
[19] Algharagholy L A 2019 J. Electron. Mater. 48 2301
Google Scholar
[20] Teichert F, Wagner C, Croy A, Schuster J 2018 J. Phys. Commun. 2 115023
Google Scholar
[21] Ohnishi M, Suzuki K, Miura H 2016 Nano Res. 9 1267
Google Scholar
[22] Srivastava S, Mishra B K 2018 J. Nanopart. Res. 20 295
Google Scholar
[23] Espinosa-Torres N D, Guillén-López A, Martínez-Juárez J, Hernández de la Luz J Á D, Rodríguez-Victoria Á P, Muñiz J 2019 Int. J. Quantum Chem. 119 2
[24] Buonocore F 2010 Mol. Simul. 36 729
Google Scholar
[25] 刘红, 印海建, 夏树宁 2009 物理学报 58 8489
Google Scholar
Liu H, Yin H J, Xia S N 2009 Acta Phys. Sin. 58 8489
Google Scholar
[26] Yang L, Han J 2000 Phys. Rev. Lett. 85 154
Google Scholar
[27] 赵起迪, 张振华 2010 物理学报 59 8098
Google Scholar
Zhao Q D, Zhang Z H 2010 Acta Phys. Sin. 59 8098
Google Scholar
[28] Patel A M, Joshi A Y 2016 Procedia Technol. 23 122
Google Scholar
[29] Di Carlo A, Gheorghe M, Lugli P, Sternberg M, Seifert G, Frauenheim T 2002 Phys. B 314 86
Google Scholar
[30] Pecchia A, Di Carlo 2004 Rep. Prog. Phys. 67 1497
Google Scholar
[31] Büttiker M, Imry Y, Landauer R, Pinhas S 1985 Phys. Rev. B 31 6207
Google Scholar
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