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State-resolved electron capture in low-energy Ar2+-Ar/N2 collisions
CUI Shucheng, XING Dadi, ZHU Xiaolong, ZHAO Dongmei, GUO Dalong, GAO Yong, ZHANG Shaofeng, DONG Chenzhong, MA Xinwen
Abstract +
As a fundamental process in atomic physics, charge exchange relies on quantum state-resolved data that is crucial for various fields such as astrophysics and plasma physics. However, there remains a gap in the research on multi-electron target systems. This study aims to investigate the dynamic mechanisms of single/double electron capture in collisions between Ar2+ ions and Ar atoms or N2 molecules at an energy of 40 keV, thereby supplementing high-precision experimental data in this field. The experiment is conducted on the electron beam ion source (EBIS) platform at the Institute of Modern Physics, Chinese Academy of Sciences, using the cold target recoil ion momentum spectroscopy (COLTRIMS) technique. An ion beam containing ground-state Ar2+ (3s23p4: 3P) and metastable Ar2+ (3s23p4: 1D, 1S) is used as the projectile, colliding with a supersonic Ar/N2 mixed gas target. Three-dimensional momentum of recoil ions is reconstructed through coincidence measurements of recoil ions and scattered ions, and the Q-value and scattering angle distribution are calculated. Theoretical comparisons are performed using the molecular Coulombic over barrier model (MCBM).The results show that there are similarities in the populations of single-electron captured states between the two systems, but the contribution ratios are different: the Q-value spectrum of the Ar2+-Ar system contains an additional characteristic peak, which corresponds to the process where the projectile ion captures an electron from the 3s orbital of the target while its own 3s electron is excited to the 3p orbital. In contrast, this characteristic peak is absent in the Ar2+-N2 system due to the easy dissociation of excited $ \text{N}_{2}^{+} $ ions. For double-electron capture, both systems are dominated by capturing electrons to the ground state, but only the Ar2+-N2 system shows a significant contribution from excited state populations. The comparison of scattering angles reveals that the higher the capture state of the product ion, the larger the corresponding scattering angle is and the smaller the impact parameter is. This is presumably because electron interactions become more complex at smaller impact parameters, leading to a higher probability of capturing electrons to high-energy levels. In the double-electron capture of the Ar2+-N2 system, only the ground-state channel is populated at small angles (0–1.2 mrad). Additionally, electron capture exhibits dependence on impact parameter: as the angle increases (i.e. the impact parameter decreases), the Q-value of the capture reaction decreases, indicating that the reaction tends to be more endothermic.
Non-equilibrium characteristics analysis of argon induction coupled plasma
ZHANG Hui, HAN Ning, MENG Xian, CAO Jinwen, SUN Wenjin, LI Mengtian, GENG Jinyue, HUANG Heji
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Inductively coupled plasma (ICP) generators involve complex interactions between electromagnetic, thermal, and chemical processes, which makes direct diagnostics difficult. To clarify these coupling mechanisms, a two-dimensional axisymmetric model of an argon ICP torch operating at kilopascal pressure is developed using COMSOL Multiphysics under local thermodynamic equilibrium (LTE) and non-equilibrium (NLTE) assumptions. A two-dimensional axisymmetric magnetohydrodynamic (MHD) model is established, which combines electromagnetic induction, convective-radiative heat transfer, and a seven-reaction argon plasma chemistry mechanism. The LTE model assumes that the temperature of all species is uniform, while the NLTE model independently solves for the electron temperature (Te) and gas temperature (Tg), thereby accounting for incomplete energy exchange between electrons and heavy particles. At a discharge power of 1000 W and a working pressure of 10 kPa, the LTE model predicts a peak temperature of approximately 8200 K, concentrated around the induction coils. In contrast, the NLTE model yields a maximum gas temperature of about 5990 K, with the hot zone shifted downstream. The NLTE model reveals a clear two-temperature structure: Te peaks near the coil wall (~0.93 eV), while Tg reaches its maximum downstream, indicating a pronounced thermal non-equilibrium state where electrons are preferentially heated by the induced field. The calculated skin depth (~11.3 mm) coincides with the region of strongest electromagnetic energy deposition. Species analysis shows that the plasma core is dominated by ground-state argon (Ar) (>99%), while excited argon (Ar*) and argon ions (Ar+) increase notably near the coil region, confirming that excitation and ionization processes are localized within the skin layer. Furthermore, comparison between the 5 kPa and 10 kPa cases shows that as pressure decreases, the difference between Te and Tg increases, indicating enhanced thermal non-equilibrium due to reduced collisional coupling. Overall, the results highlight that LTE and NLTE assumptions lead to markedly different predictions of temperature and energy coupling at kilopascal pressures. The NLTE model more realistically captures delayed energy transfer and spatial temperature decoupling, offering new insights into the electromagnetic-thermal-flow interactions of ICP discharges and providing a modeling reference for designing ICP-based high-enthalpy plasma wind tunnel and realizing related aerospace applications.
Attosecond coincidence interferometer and measurement of attosecond photoelectron ionization time delay in atomic, molecular and cluster systems
WANG Xuhan, OU Xianbin, GONG Xiaochun
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The evolution mechanisms of electrons in isolated atoms, molecules and complex systems on a natural time-scale have long been a fundamental question in atomic and molecular physics, with significant implications for the applications of quantum materials. Over the past two decades, the development of attosecond light pulses and attosecond metrology has opened new opportunities for investigating the electronic dynamics, while also posing new challenges. Traditional detection techniques, such as time-of-flight and velocity map imaging spectrometers, can be used to study the attosecond scattering phase shifts in the photoemission and ionization processes with extremely high temporal and energy resolution. However, the limitations in multi-particle coincidence detection and three-dimensional momentum correlation limit the deeper exploration of many-body correlations and non-adiabatic ultrafast dynamics involving electron-nuclear coupling. To enable multidimensional and real-time observation of the three-dimensional momenta of both electrons and ions during photoionization, the attosecond interferometry has been integrated into electron-ion coincidence systems. In this study, we utilize an attosecond coincidence interferometer that combines an attosecond pump-infrared femtosecond probe scheme with cold target recoil ion momentum spectroscopy. The apparatus enables attosecond-time-resolved momentum imaging of all charged fragments in atomic and molecular systems, thereby providing deeper insights into the dynamics of photoionization. We also highlight the recent groundbreaking applications and advances of attosecond coincidence interferometer in studying photoionization dynamics in atoms, molecules, and more complex systems.
Magnetocaloric properties of additively manufacturing La(Fe, Si)13-based gradient alloys with wide temperature range
XIE Longlong, QIN Yazhou, SUN Jiayi, QIAO Kaiming, LIU Jian, ZHANG Hu
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Magnetic refrigeration technology, featuring environmental friendliness, energy efficiency and high performance, is recognized as a next-generation refrigeration technology with the potential to replace gas compression refrigeration technology. However, current magnetic refrigeration materials typically exhibit an excessively narrow phase transition temperature range (≤10 K), thus necessitating the stacking of materials with multiple compositions to meet the practical refrigeration temperature span. In this study, the typical La(Fe, Si)13-based magnetic refrigeration material is selected, and an innovative gradient laser powder bed fusion technology is adopted to obtain 3D-print La0.70Ce0.30Fe11.65–xMnxSi1.35 alloys with horizontal compositional gradients (where the Mn content varies continuously from 0 to 0.64). Systematic characterization of their microstructures, magnetic properties, and magnetocaloric effects indicates that this technology enables a controllable gradient distribution of compositions along the powder bed plane and high-throughput preparation, thereby achieving a continuous variation of the Curie temperature of the gradient alloy over a wide temperature range from 134 K to 174 K. With the increase of Mn content, the phase transition of the alloy gradually changes from a weak first-order phase transition to a second-order phase transition, and the peak shape of the magnetic entropy change curve shifts from “sharp and high” to “broad and flat”. The full width at half maximum of the temperature range is extended to 83.3 K, allowing the gradient alloy to maintain high refrigeration capacity (RC ~130 J/kg, 3 T) at all time. This study breaks through the bottlenecks of traditional material preparation and performance via gradient additive manufacturing, providing a novel technical pathway for achieving high-throughput preparation and performance optimization of magnetic refrigeration materials.
Collisional-radiative model for on-line analysis of C4F8/O2/Ar plasma optical emission spectroscopy
ZHANG Zhanling, ZHU Ximing, WANG Lu, ZHAO Yu, YANG Xihong
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Octafluorocyclobutane (C4F8)-based fluorocarbon plasmas have become a cornerstone of nanometre-scale etching and deposition in advanced semiconductor manufacturing, owing to their tunable fluorine-to-carbon (F/C) ratio, high density of reactive radicals, and superior material selectivity. In high-aspect-ratio pattern transfer, optical emission spectroscopy (OES) enables in-situ monitoring by correlating the density of morphology-determining radicals with their characteristic spectral signatures, thereby providing a viable pathway for the simultaneously optimizing pattern fidelity and process yield. A predictive plasma model that integrates kinetic simulation with spectroscopic analysis is therefore indispensable. In this study, a C4F8/O2/Ar plasma model tailored for on-line emission-spectroscopy analysis is established. First, the comprehensive reaction mechanism is refined through a systematic investigation of C4F8 dissociation pathways and the oxidation kinetics of fluorocarbon radicals. Subsequently, the radiative-collisional processes for the excited states of F, CF, CF2, CO, Ar and O are incorporated, establishing an explicit linkage between spectral features and radical densities. Under representative inductively coupled plasma (ICP) discharge conditions, the spatiotemporal evolution of the aforementioned active species is analyzed and validated against experimental data. Kinetic back-tracking is employed to elucidate the formation and loss mechanisms of fluorocarbon radicals and ions, and potential sources of modelling uncertainty are discussed. This model has promising potential for application in real-time OES monitoring during actual etching processes.
The composite velocity imaging spectrometer on the Shanghai Soft X-ray Free Electron Laser Facility
LIAO Jianfeng, FENG Yunfei, WU Kefei, TAO Jianfei, ZHU Wentao, HUANG Jianye, DING Bocheng, LIU Xiaojing
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Temporal- and angular-resolved photoionization experiments are essential for probing the geometric and electronic structural dynamics of atoms and molecules. Such studies require the measurement of full angular distributions of electrons and ions in free electron laser (FEL) experiments. Here, we present the first experimental results from the composite velocity imaging spectrometer (CpVMI) at the Shanghai Soft X-ray Free Electron Laser Facility (SXFEL). The study demonstrates its ability to capture energy and angular information for electrons and ions with high resolution and full solid-angle collection.
Krypton (Kr) atoms and carbon tetrachloride (CCl4) molecules are ionized using FEL pulses at 263.8 eV. Electron momentum images were recorded with an Andor Zyla 4.2 PLUS camera, while ion time-of-flight mass spectra and momentum distributions were acquired using a TPX3CAM. For Kr, the electron spectrum contains peaks from 3p, 3d, and 4p photoionization, as well as the Auger electrons from 3d and 3p levels. The measured anisotropy parameters (β) of these electrons show good agreement with previous theoretical Hartree-Fock calculations. Ion abundance in the time-of-flight mass spectra of Kr was consistent with the ratio derived from the intensities of the corresponding photoelectron peaks.
For CCl4, the electron spectrum contains Cl 2p photoelectrons, 2p Auger electrons, and valence-shell photoelectrons, with their angular distribution parameters also aligning with theoretical predictions. The TPX3CAM enabled direct measurement of the momenta of fragment ions without the need for inverse Abel transformation. By integrating the high-resolution flight time mass spectrometry and momentum imaging data obtained from TPX3CAM, we successfully visualized and analyzed the key photodissociation pathways of CCl4 molecules under the action of soft X-ray FEL. In particular, it distinguished between direct two-body dissociation and multi-step dissociation processes, and observed the unique angular distributions and kinetic energy release characteristics of different dissociation channels.
In conclusion, the experimental results clearly demonstrate that the CpVMI fully meets the technical requirements for FEL user experiments in terms of energy, angular distribution, and momentum measurement, offering a platform for FEL light-induced dynamics research. Future enhancements, including improved light focusing and the use of supersonic molecular beams, are expected to further advance the instrument's performance.
Research on mode transition of micro-newton-level cusped field Hall thruster
WU Jiahao, ZENG Ming, LIU Hui, YU Daren
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The micro-newton-level cusped field Hall thruster is an electric propulsion device that employs microwave-assisted ionization control. It serves as an actuator in drag-free control systems, ensuring control accuracy and stability by providing continuously adjustable thrust over a wide range. However, a mode transition occurring in the regulation process can lead to a sudden change in anode current, thereby degrading control precision and stability. Therefore, it is necessary to investigate the underlying patterns of mode transition. This study examines the variations in internal plasma parameters and discharge characteristics of the thruster before and after microwave mode transition, primarily through probe diagnostics. Experimental results indicate that prior to mode transition, the plasma luminous region is primarily concentrated within the electron cyclotron resonance (ECR) area, approximately 1—3 mm upstream of the anode. After the transition, the luminous region moves further upstream, and the plasma density near the anode exceeds the cutoff density, dropping sharply along the axial direction. The fundamental cause of the change in electron heating mechanism is the alteration in the propagation characteristics of fundamental waves due to this plasma density variation. When the plasma density rises to the cutoff density, the R-wave and O-wave, which drive ionization, are rapidly attenuated or reflected. At this point, the R-wave cannot reach the resonance layer, causing the dominant ECR ionization to become ineffective. The ionization mechanism shifts from being dominated by the R-wave and O-wave to being dominated primarily by the O-wave. Consequently, the electron heating mechanism shifts from volume heating to surface wave heating. This research will provide a basis for subsequently optimizing microwave transmission in the thruster and for reducing the threshold at which mode transition occurs.
Research progress of high-speed railway pantograph arc: influencing factors and prevention methods
WU Guangning, QIAN Pengyu, LIU Wenji, GAO Guoqiang, LI Hongyan
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The pantograph-catenary system (PCS) serves as the exclusive means of power supply for high-speed trains.As train speeds increase, traction power rises, and operations take place in complex and variable environments, pantograph arcing has become more frequent. This phenomenon is accompanied by changes in physical properties and increased hazards, which seriously threaten the safety of high-speed railways. This paper systematically reviews the recent researches on pantograph arc, and outlines physical characteristics, experimental techniques, and simulation methods. The study focuses on analyzing the effects and mechanisms of operating parameters and environmental conditions on pantograph arc, summarizes prevention strategies, and explores applications such as arc energy utilization. Existing research has sufficiently examined how operational parameters affect arc hazards, yet studies on arc physical properties and evolution mechanisms remain limited, particularly regarding special conditions such as icing. Current protection methods also require adaptation to complex environments to meet the growing demands for arc management. Two future research priorities are proposed: first, clarifying the physical properties of an arc under special environments and establishing the correlation among “environmental conditions, an arc’s physical properties, and its behavior” to enable accurate prediction; second, developing an efficient arc prevention system through the approach of “source suppression, interface protection, and process intervention”. This review aims to provide theoretical and practical guidance for realizing reliable current collection and effective arc control in high-speed railway PCS in China.
First-principles study on the mechanical response and structural evolution of chromium monoboride under complex stress states
Shen Xu, Fu Tao, Wang Shiyi, Hu Hao, Weng Shayuan, Peng Xianghe
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With the increasing demand for materials capable of withstanding extreme service environments in fields such as advanced manufacturing, aerospace, and nuclear energy, the development of materials combining high strength, hardness, and thermal stability has become highly significant. Chromium monoboride(CrB), owing to its unique crystal structure and excellent mechanical properties, has attracted considerable attention; however, its deformation and failure mechanisms under complex stress states remain unclear. In this work, first-principles calculations are employed, combined with electronic structure analysis, to investigate the mechanical response and microstructural evolution of CrB under uniaxial tension, pure shear, and shear coupled with normal stress. The results reveal pronounced tensile anisotropy: the tensile strength is highest along the [100] direction (69.92 GPa) and lowest along the [010] direction (44.69 GPa). The minimum pure shear strength (35.68 GPa) occurs along the (010)[100] direction. Under pure shear and low normal stress, the Cr-Cr bimetallic layers undergo interlayer slip at the critical shear strain, leading to a sudden stress drop. In contrast, under high normal compressive stress coupled with shear, the interlayer spacing between Cr-Cr bimetallic layers is significantly reduced, which enhances interlayer bonding and suppresses interlayer slip. As a result, strain energy accumulates within the crystal lattice, eventually causing an abrupt structural collapse and catastrophic failure. Further analysis shows that the effect of normal stress on shear strength is non-monotonic: it increases with pressure at low stresses but softens under high pressures. The sensitivity to normal stress varies significantly with crystallographic orientation, and the anisotropy is further amplified as pressure increases. This study elucidates the instability mechanisms of CrB under multiaxial stress, providing theoretical guidance and design reference for its applications in extreme environments.
Fast Microwave-Induced Thermoacoustic Microscopic Imaging Based on One-Dimensional Galvanometer Scanning
NIE Yinqiang, CHI Zihui, CHEN Lei, MENG Yang, JIANG Huabei
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Microwave-induced thermoacoustic imaging, as an emerging biomedical imaging technique, combines the high contrast of microwave imaging with the high spatial resolution of ultrasound imaging. As an important branch of this technology, microwave-induced thermoacoustic microscopy retains these advantages while providing the capability to visualize finer tissue characteristics. However, conventional raster scanning mechanisms introduce interference in microwave field distribution due to mechanical motion, necessitating multiple signal averages to maintain signal-to-noise ratio. Additionally, the idle time during motor movement leads to prolonged single-scan duration, limiting its practical applications. To address these limitations, this paper proposes a rapid imaging system based on one-dimensional galvanometer scanning. The system employs a hybrid galvanometer-translation stage architecture and an optimized scanning strategy to minimize microwave field interference, reduce the number of signal averages, and decrease idle time, ultimately achieving more than a tenfold improvement in imaging speed. A specially designed timing control algorithm ensures precise synchronization of microwave excitation, galvanometer motion, and ultrasound detection, while a reconstruction algorithm adapted to the optimized scanning method effectively corrects distortions generated during the scanning process. System performance was evaluated through phantom and ex vivo tissue experiments. Resolution tests demonstrated hundred-micrometer resolution along all three axes (332 μm × 324 μm × 79 μm), while contrast and depth imaging experiments confirmed its capability to clearly distinguish targets with different conductivities, achieving an effective detection depth of at least 10 mm in tissue. Early tumor mimicking experiments further demonstrated the system's ability to identify lesion boundaries, preliminarily revealing its potential for rapid tumor margin assessment. This approach maintains the imaging quality of microwave-induced thermoacoustic microscopy while enhancing imaging efficiency and system stability, laying a crucial foundation for advancing the technology from laboratory research to clinical applications.
Research on hydrogen ion regulation of magnetoelectric transport properties in correlated oxide heterojunctions
ZHOU Xuanchi, JI Jiahui, YAO Xiaohui
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Hydrogenation or protonation provides a feasible pathway for exploring exotic physical functionality and phenomena within correlated oxide system through introducing an ion degree of freedom. This breakthrough provides great potential for enhancing the application of multidisciplinary equipment in the fields of artificial intelligence, related electronics and energy conversions. Unlike traditional substitutional chemical doping, hydrogenation enables the controllable and reversible control over the charge-lattice-spin-orbital coupling and magnetoelectric states in correlated system, without being constrained by the solid-solution limits. Our findings identify proton evolution as a powerful tuning knob to cooperatively regulate the magnetoelectric transport properties in correlated oxide heterojunction, specifically in metastable VO2(B)/La0.7Sr0.3MnO3(LSMO) systems grown via laser molecular beam epitaxy (LMBE). Upon hydrogenation, correlated VO2(B)/LSMO heterojuction undergoes a reversible magnetoelectric phase transition from a ferromagnetic half-metallic state to a weakly ferromagnetic insulating state. This transition is accompanied by a pronounced out-of-plane lattice expansion due to the incorporation of protons and the formation of O—H bonds, as confirmed by X-ray diffraction (XRD). Proton evolution extensively suppresses both the electrical conductivity and ferromagnetic order in the pristine VO2(B)/LSMO system. Remarkably, these properties recover through dehydrogenation via annealing in an oxygen-rich atmosphere, underscoring the high reversibility of hydrogen-induced magnetoelectric transitions. Spectroscopic analyses, including X-ray photoelectron spectroscopy (XPS) and synchrotron-based soft X-ray absorption spectroscopy (sXAS), provide further insights into the physical origin underlying the hydrogen-mediated magnetoelectric transitions. Hydrogen-related band filling in the d-orbital of correlated oxides accounts for the electron localization in VO2(B)/LSMO heterostructure through hydrogenation, while the suppression of the Mn3+-Mn4+ double exchange leads to the magnetic transitions. This work not only expands the hydrogen-related phase diagram for related oxide system but also establishes a versatile pathway for designing exotic magnetoelectric functionalities via ionic evolution, which has great potential for developing protonic devices.
Response Characteristics of Yb-doped Fiber Lasers to Gamma-ray Radiation
TAO Mengmeng, CHEN Hongwei, WANG Yamin, WANG Ke, SHAO Chongyun, LI Zhe, LI Sheng-Wu, LI Qiaomu, YE Jingfeng
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Exploited in radiation environments, including space, nuclear reactors and large accelerators, fibers would experience significant parameter change induced by the interaction with radiation, including radiation induced attenuation, radiation induced refractive index change, radiation induced lifetime change and radiation induced luminescence, which would then result in severe performance degradation of the fiber laser system. Here, the response characteristics of Yb-doped fiber lasers to gamma-ray radiation are investigated through both experiments and simulations. The performance variation of various fiber components after gamma radiation, including passive fiber, pump combiner, fiber Bragg grating and active fiber, is studied and compared with an accumulated total dose up to 1000 Gy. And, experiments show that, in a fiber laser system, the active fiber is the most sensitive part to gamma radiation, while various passive fiber components show negligible response. Then, impacts of cavity configuration parameters, such as pump scheme and active fiber length, on the response of fiber lasers are explored through series of radiation experiments. It’s shown that, compared to forward pump, backward pump scheme helpful to improve the radiation-resistant capability of fiber lasers. And, lasers with relatively shorter active fiber show smaller power drop when operated in radiation situations. Besides, corresponding simulations are carried out with the previously developed multi-physics thermal model considering hundred-watt level Yb-doped fiber lasers, demonstrating consistent results with the experiments. This research should be instructive for the design optimization of fiber laser systems operated in radiation environments.
Neutron capture cross-section measurement and extraction of neutron resonance parameters at 1-500 eV for 109Ag
XIE Wen, CHE Guoliang, JIANG Wei, DONG Gaoyang, WENG Chuxuan, JIANG Xin, LI Xinxiang, FENG Song, JIANG Bing, REN Jie, LIN Ziang, YING Mingyang, JIANG Ting, HE Rui, WANG Hongwei, FAN Gongtao, LIU Longxiang, ZHANG Yue, HAO Zirui, ZHANG Suyalatu, WANG Dexin, LUO Wen
Abstract +
109Ag located on the path of the slow neutron capture process, and 79% of 109Ag is generated via the rapid neutron capture process.Meanwhile, the mass fraction of 109Ag in Ag-In-Cd control rods is 38.56%. Therefore, the neutron capture cross-section of 109Ag is crucial for both nuclear energy and nuclear astrophysics applications.In this work, a neutron capture cross-section measurement was performed using a 109Ag isotope target at the Back-n white neutron facility of the CSNS. Neutron capture cross-section in the 1-500 eV energy region were obtained by combining the time-of-flight method and the pulse-height weighting technique. The 109Ag resonance energy, neutron resonance width, and gamma resonance width parameters were extracted using the SAMMY code, which is based on R-matrix theory. The neutron resonance parameters extracted from this study at 139.4 eV are in agreement with the values in the JENDL-4.0 evaluation, while those at 169.9 eV and 328.1 eV agree with the JEFF-4.0 evaluation. Additionally, the result at 259.3 eV is consistent with the CENDL-3.2 evaluation.The datasets presented in this paper are openly available at https://www.doi.org/10.57760/sciencedb.j00213.00197 (Please use the private access link https://www.scidb.cn/s/RNfUnq to access the dataset during the peer review process)
Mechanisms of Γ -L Intervalley Carrier Transportation and Direct Gap Radiative Recombination in GeSn Alloys
HUANG Shihao, LI Hailin, MAO Chenglong, SUN Qinqin, LI Qiongyu, XIE Deng
Abstract +
GeSn alloy, as a novel silicon-based optoelectronic material, demonstrates significant application potential in the field of infrared photonics due to its tunable bandgap properties and compatibility with silicon-based CMOS processes. Although the experimental performance of GeSn lasers under low-temperature conditions has been preliminarily validated, the optimization and practical application of this device still face challenges such as insufficient understanding of material properties. This paper addresses issues such as the unclear carrier dynamics mechanisms in GeSn alloy applications in infrared photonics. A theoretical model incorporating band parameters, non-equilibrium carrier transport, and radiative recombination have been proposed to systematically investigate the mechanism by which thermal excitation and phonon-assisted processes influence the direct-band spontaneous emission in GeSn alloys under variable temperature conditions. Results indicate that the carrier transfer process between the ΓCBM and LCBM energy bands of GeSn alloys exhibits significant composition dependence: for low-Sn-content GeSn alloys with Sn content below 10%, temperature-induced LCBM→ΓCBM electron transfer dominates, leading to an increase in direct band emission efficiency with rising temperature; whereas in high-Sn-content GeSn alloys with Sn content between 10% and 20%, the ΓCBM→LCBM electron escape process is more pronounced, resulting in a decrease in direct band emission efficiency with rising temperature. A modified Arrhenius modeling of the carrier dynamics competition further indicates that thermal excitation and phonon scattering synergistically regulate electron transfer between ΓCBM and LCBM. Analysis based on the modified Arrhenius model further demonstrates that both thermal excitation and phonon-assisted processes promote the injection and escape of electrons in the ΓCBM valley, serving as key factors in modulating the radiative recombination efficiency at the direct bandgap of GeSn alloys. The red shift of the peak position in the spontaneous emission spectrum of GeSn alloys primarily originates from the bandgap contraction effect; simultaneously, phonon-assisted processes reduce the dispersion of carrier energy distributions, leading to a pronounced narrowing effect in the direct band emission spectrum. Quantitative findings further elucidate the mechanism by which thermal excitation and phonon-assisted processes influence direct bandgap luminescence in GeSn alloys, offering theoretical guidance for performance regulation in infrared optoelectronic devices.
Synergistic effect and surface morphology of ions and neutral groups in plasma deposition and etching
SONG Liuqin, DONG Wan, ZHANG Yifan, SONG Yuanhong
Abstract +
Low-temperature plasma deposition and etching technologies play a vital role in plasma-assisted manufacturing fields such as semiconductor chip fabrication, flat-panel displays, and photovoltaic devices. The physical and chemical interaction mechanisms between plasma and materials form the fundamental scientific basis for elucidating the nature of process dynamics, optimizing processing parameters, and improving device performance and reliability.In this work, by using a fluid hybrid model coupled with a surface profile evolution model, the plasma discharge characteristics and the deposition/etching surface profile under different discharge parameters are self-consistently simulated, and the simulation results and discussions of some research cases are also presented.During amorphous silicon thin-film deposition, it is found that the radial distribution of electron density generated in the plasma discharge process is non-uniform, which can lead to the non-uniform distribution of neutral and ion fluxes on the substrate surface, as well as the non-uniformity of film thickness or film quality. Moreover, the ion energy distribution strongly influences the composition and bonding configurations in the film, thereby affecting its quality and performance.In the studies of SiO2 etching using fluorocarbon mixed-gas discharges, it is found that under voltage waveform tailoring, adjusting the electrode gap, phase, and harmonic number can flexibly control ion and neutral fluxes. This allows the discharge parameters to be optimized in order to improve etching performance. During Si etching with inductively coupled Ar/Cl2 plasma, the application of tailored bias waveform causes the ion energy to accumulate predominantly in the high-energy range, which can significantly enhance etching efficiency.In summary, this work systematically investigates how the self-consistent coupling between plasma discharge and deposition/etching processes can be achieved through the hybrid simulation, while further elucidating the essential synergistic roles of ions and neutral radicals. It is hoped that these findings will serve as valuable references for the optimizing plasma processes and equipment.
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